We deliver objective, standards-based expert opinions for both plaintiffs and defendants, allowing courts and arbitrators to understand complex fiduciary and financial issues.
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Fiduciary Governance & Trust Disputes
Fiduciary standards of care, private and corporate trustee conduct, executor duties, contested trust and estate administration, beneficiary disputes, self-dealing, conflicts of interest, misappropriation of assets, and decision-making frameworks in complex family and entity structures, trust-owned real estate transactions.
Securities, RIA, and Broker-Dealer Matters
Investment advisory standards, fiduciary obligations, Regulation BI compliance, suitability and risk management, portfolio construction and analysis, conflicts of interest, incentive compensation plans, disclosure failures, supervision and compliance, FINRA arbitration matters involving dual RIA/broker-dealer, and complex products including private equity, hedge funds, cryptocurrency and digital assets.
Banking, Lending, and Wealth Management
Multiple lines of banking operations including retail, business banking, mortgage lending, loan portfolios, private banking, loan underwriting, credit-risk evaluation, coordination across distinct business lines, oversight of ultra-high-net-worth advisory platforms, and delivery of integrated lending, trust, business advisory, and investment services, including oversight of highest standard of care.
Cryptocurrency and digital assets, private equity and hybrid securities, hedge funds, Delaware Statutory Trusts (DST), Section 1031 transactions, advanced insurance and annuity strategies, non-qualified deferred compensation plans, captive insurance, and offshore or multi-jurisdictional arrangements.
We make specialized fiduciary and financial issues understandable in plain, simple terms through collaborative support for counsel, courts, and arbitrators.
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