We deliver objective, standards-based expert opinions for both plaintiffs and defendants, allowing courts and arbitrators to understand complex fiduciary and financial issues.
- Standard of Care, Loyalty, Duty
- UPIA and Prudent Investor Compliance
- Trustee and Executor Conduct and Decisions
- Contested Trust and Estate Administration
- Beneficiary Disputes and Distribution Conflicts
- Self‑Dealing and Conflicts of Interest
- Misappropriation and Diversion of Assets
- Complex Family and Multi‑Entity Structures
- Closely Held Business and Illiquid Assets
- Trust‑Owned and Estate Real Estate
- Investment Advisory and Brokerage Conduct
- Adviser Fiduciary Duties & Reg BI Compliance
- Suitability and Unsuitable Investment Recommendations
- Portfolio Design, Construction, and Monitoring
- Conflicts of Interest
- Adviser Compensation Incentive Structures
- Disclosure Failures, Omissions, & Misrepresentations
- Failure to Supervise and Oversight Breakdowns
- SEC and FINRA Regulatory Standards
Banking and Lending
- Retail, Business, and Private Banking
- Mortgage, Consumer & Commercial Lending
- Loan Underwriting and Credit Risk
- Post Merger & Acquisition Governance Issues
- High and Ultra-High Net Worth
- Bank Officer and Advisor Oversight
- Management Across Several Lines of Business
- Banking Practices in Client Disputes
- Regulatory Oversight, OCC, FDIC, State Rules
- Internal & External Fraud
- Private Equity and Hybrid Securities
- Hedge Funds and Alternative Investments
- Delaware Statutory Trusts (DST) Analysis
- Accredited Investor Issues
- Advanced Insurance and Annuity Strategies
- Non-Qualified Deferred Compensation Plans
- Captive Insurance and Offshore Arrangements
- Multi-Jurisdictional Structures
- Compliance Issues
- Cryptocurrency and Digital Asset Disputes
Financial Investigations
- Cash Flow Tracing Investigations
- Multi-Entity and Cross-Border Mapping
- Portfolio Reconstruction From Incomplete Records
- Offshore Account Disclosure Analysis
- Fraud and Suspicious Activity Patterns
- Asset Misappropriation Tracing
- Multi-Currency Transaction Reconciliation
- Forensic Damages and Loss Analysis
Employment Disputes
- Institutional Governance and Control Failures
- Corporate Culture and Sales Practices
- Incentive Compensation and Bonus Structures
- Supervision and Compliance Program Adequacy
- Internal Investigations and Fraud Detection
- Wrongful and Appropriate Termination Analysis
- Advisor and Wealth Team Disputes
- Governance During Organizational Stress
- Multi-Office Operational Control Systems
We make specialized fiduciary and financial issues understandable in plain, simple terms through collaborative support for counsel, courts, and arbitrators.
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