We deliver objective, standards-based expert opinions for both plaintiffs and defendants, allowing courts and arbitrators to understand complex fiduciary and financial issues.
practice areas
Probate, Trust & Estate Disputes
Led by a Certified Trust and Fiduciary Advisor (CTFA), our practice focuses on fiduciary standards of care, private and corporate trustee conduct, executor duties, contested trust and estate administration, beneficiary disputes, self‑dealing, conflicts of interest, misappropriation of assets, and decision‑making frameworks in complex family and entity structures, including trust‑owned real estate transactions.
Securities, RIA, and Broker-Dealer Matters
Investment advisory standards, fiduciary obligations, Regulation BI compliance, suitability and risk management, portfolio construction and analysis, conflicts of interest, incentive compensation plans, disclosure failures, supervision and compliance, FINRA arbitration matters involving dual RIA/broker-dealer, and complex products including private equity, hedge funds, cryptocurrency and digital assets.
Banking, Lending, and Wealth Management
Multiple lines of banking operations including retail, business banking, mortgage lending, loan portfolios, private banking, loan underwriting, credit-risk evaluation, coordination across distinct business lines, oversight of ultra-high-net-worth advisory platforms, and delivery of integrated lending, trust, business advisory, and investment services, including oversight of highest standard of care.
Cryptocurrency and digital assets, private equity and hybrid securities, hedge funds, Delaware Statutory Trusts (DST), Section 1031 transactions, advanced insurance and annuity strategies, non-qualified deferred compensation plans, captive insurance, and offshore or multi-jurisdictional arrangements.
Financial Investigations
Led by a Certified Fraud Examiner (CFE), our practice provides financial forensics support in disputes requiring cash-flow tracing, multi-entity financial mapping, reconstruction of incomplete or disputed records, and identification of fraud or misappropriation patterns. Engagements include offshore account and asset-flow reconstruction, multi-currency reconciliation, and analysis of international reporting and tax-compliance issues.
We make specialized fiduciary and financial issues understandable in plain, simple terms through collaborative support for counsel, courts, and arbitrators.
Learn more about our services and practice areas
This website uses cookies.
We use cookies to analyze website traffic and optimize your website experience. By accepting our use of cookies, your data will be aggregated with all other user data.