financial services

Expertise in various banking segments such as commercial, business, consumer, and international, including functional areas such as cash management, complex reconciliations, and various roles of both staff and management..

Robust background in securities, bonds, private placements, hybrid structures, and alternative investments.

Deep knowledge of various types of financial institutions such as money center banks, Broker Dealers, RIAs, trust companies and professional fiduciaries.

Working knowledge of cryptocurrencies and specific work with crypto-asset investments, including venture funding and private placement pooled investment vehicles. Analysis of the relationship between offshore and domestic structures.

Experience with Reg BI and RIA fiduciary standards, including dual-registered firms. Discerning conflict of interest verses prudent product production and offerings.

Understanding of complex insurance structures such as captive insurance companies, private placement, premium financing, and viatical investment plans.

Experience working with various regulatory agencies such as the OCC, SEC, FINRA, RTC, and various state agencies.